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Forget Resolutions – Create a Theme

At the start of each new year, we feel compelled to make a resolution to change some aspect of ourselves. Most of us will break that resolution within a few weeks. So this year, lets forget about the resolution and create a theme about what we want to focus on over the year.

Wall Street vs. Sarbanes Oxley

In three years since the start of the US Financial Crisis, not a single high-ranking Wall Street executive has been prosecuted by the Justice Department for breach of the Sarbanes Oxley Act of 2002 (SOX). Is SOX unenforceable? What would happen to controls if SOX was repealed?

Annual Audit Planning

Create an rolling audit plan that will please the Audit Committee while meeting the business’ needs.